Chief Securities Limited is a Hong Kong SFC licensed corporation (CE number BWN872). First licensed on 2025-09-01. Its SFC licence is currently active. It is licensed for 6 regulated activities: Type 1 (Securities dealing), Type 2 (Futures dealing), Type 4 (Advising on securities), Type 5 (Advising on futures), Type 7 (Automated trading), Type 9 (Asset management).
| Type | English | Chinese | Effective |
|---|---|---|---|
| RA 1 | Dealing in Securities | 證券交易 | 2025-09-01 |
| RA 2 | Dealing in Futures Contracts | 期貨合約交易 | 2025-09-01 |
| RA 4 | Advising on Securities | 就證券提供意見 | 2025-09-01 |
| RA 5 | Advising on Futures Contracts | 就期貨合約提供意見 | 2025-09-01 |
| RA 7 | Providing Automated Trading Services | 提供自動化交易服務 | 2025-09-01 |
| RA 9 | Asset Management | 提供資產管理 | 2025-09-01 |
Matched to HKEX’s published participant and trading-right lists by legal name, refreshed daily. The number in brackets is the HKEX participant ID.
| CE No. | Name | Chinese |
|---|---|---|
| AHN562 | CHAN Wing Tai, Jack | 陳永泰 |
| AMN738 | LI Bo | 李波 |
| ANM084 | CHONG Chi Ho | 莊志豪 |
| AOB670 | KWOK Wai Kit | 郭鍏傑 |
| ARK078 | YAN Ka Lok | 甄家樂 |
| ASL094 | ZHOU Teng | 周騰 |
| ASZ383 | SUN Kai Man | 孫啟文 |
| ATN174 | LIANG Hao | 梁昊 |
| BEQ486 | TSANG Chun Fai | 曾俊輝 |
| BGM315 | KWOK Heung Yan | 郭香恩 |
| BRS719 | MOK Ka Yin | 莫家賢 |
| CE No. | Name | Chinese |
|---|---|---|
| AAC740 | MAK Tat Cheuk | 麥達卓 |
| ABM053 | NG Kwok Kuen | 吳國權 |
| ABO900 | KONG Wing Hau | 江榮厚 |
| ABW662 | LEUNG Suet Ling | 梁雪玲 |
| ABY462 | KO Tak Keung | 高得強 |
| ABZ494 | HO Pui Kiu | 何佩橋 |
| ACC510 | HUI Lap Wai | 許立偉 |
| ACK251 | CHOI Sai Wai | 蔡世懷 |
| ADX899 | WONG Mei Kiu, Kitty | 黃美嬌 |
| AEE376 | YAU Ting Fung | 尤庭鋒 |
| AFF123 | CHEUNG Chi Kin | 張志堅 |
| AGR732 | SIU King Hang | 蕭敬行 |
| AGW412 | MOK Wai Hung | 莫偉鴻 |
| AHN562 | CHAN Wing Tai, Jack | 陳永泰 |
| AHU045 | LAU Wai Sum | 劉慧心 |
| AHX338 | HUI Chan Hei | 許燦熙 |
| AMN738 | LI Bo | 李波 |
| AMV052 | AU Kwun Mo | 區君模 |
| ANH834 | CHAN Man Chung | 陳萬松 |
| ANM084 | CHONG Chi Ho | 莊志豪 |
| ANQ026 | WONG Yuk Ping, Alice | 黃玉萍 |
| AOE771 | YU Kin Lok | 庾建樂 |
| AOY222 | CHAN Ngai Ka | 陳毅嘉 |
| APB565 | HO Chi Yan | 何智仁 |
| APD246 | CHOI Shui Man | 蔡瑞文 |
| APQ273 | CHENG Yu King, Alvin | 鄭宇擎 |
| APR825 | CHU Ming Sun | 朱銘燊 |
| AQI799 | LUO Ming | 羅明 |
| ARK078 | YAN Ka Lok | 甄家樂 |
| ASK086 | ZHAO Jian | 趙劍 |
| ATL725 | KWOK Keng Chee | 郭勁之 |
| ATN174 | LIANG Hao | 梁昊 |
| ATV559 | KWAN Hoi Wai | 關凱威 |
| ATV562 | WONG Yee Kae | 黃奕凱 |
| ATY275 | YAU Man Wing | 邱敏榮 |
| AUB188 | YAO Lingling | 姚玲玲 |
| AVT524 | NG Wai Kit | 吳偉傑 |
| AVY560 | LEUNG Yee Tak | 梁以德 |
| AWK994 | LAU Chi Pun | 劉志斌 |
| AXL876 | LEUNG Kin Kei | 梁健基 |
| AXZ759 | YEUNG Tat Ho | 楊達浩 |
| AYC456 | CHAN Lap Chun | 陳立俊 |
| BAX918 | LAM Sze King, Jonathan | 林思勁 |
| BBD162 | LAI Wai Ki | 賴偉麒 |
| BDQ181 | LEUNG Choi In | 梁彩燕 |
| BEJ754 | IP Yu Hin | 葉宇軒 |
| BEQ486 | TSANG Chun Fai | 曾俊輝 |
| BFK690 | LI Wai Chiu | 李偉釗 |
| BFO971 | WONG Shing Kwan | 王承坤 |
| BFU377 | MAK Ka Wai | 麥嘉偉 |
| BGB436 | HO Yui Him | 何銳謙 |
| BGX428 | TSANG Chun Ming | 曾駿銘 |
| BHV159 | FENG Yibiao | 馮一飆 |
| BHV587 | CHEUNG Tsz Ho | 張子浩 |
| BIC613 | LAM Sik Pan | 林錫彬 |
| BIC623 | CHENG Tin Lun | 鄭天麟 |
| BIH476 | NGAI Wai Lam | 魏葳霖 |
| BJD728 | WONG Tak Shing | 黄德成 |
| BJF034 | WONG Ho Hin | 黃浩軒 |
| BJH317 | NG Hung Leung | 吳鴻良 |
| BJM105 | CHENG Man Man | 鄭文敏 |
| BJN531 | WONG Chun Ki | 王浚棋 |
| BJV884 | HANG Chi Ping | 幸志平 |
| BKA656 | CHAN Chak Ki | 陳澤其 |
| BKG275 | LAW Lok Tak | 羅樂德 |
| BKG801 | SZE Yuk Lung | 施育龍 |
| BKJ158 | TANG Tak Chun | 鄧德俊 |
| BKT285 | LI Enhui | 李恩慧 |
| BLB504 | WONG Hon Tin | 黃瀚天 |
| BLE912 | WAN Kwok Chu | 尹國柱 |
| BMT614 | LAM Kin Pong | 林健邦 |
| BMW297 | SIU Tak Wai | 蕭德威 |
| BMY682 | CHEUNG Wan Tim | 張雲添 |
| BNN101 | KWOK Hang Kin | 郭行健 |
| BNY460 | CHAN Shing Ho Johnny | 陳成豪 |
| BOH647 | LO Lok Sum | 盧洛森 |
| BOI197 | YAU Kin Fai Gilbert | 尤建輝 |
| BOK188 | WONG Chung Kwok Raymond | 黃仲國 |
| BOM762 | ZHAN Xinyang | 詹欣陽 |
| BOS588 | LEUNG Hoi Wai | 梁海威 |
| BOW457 | YU Yiu Kuen Stephen | 余耀權 |
| BPM578 | KONG Hoi Ming | 江海明 |
| BPT168 | CHEUNG Yan Kit | 張人傑 |
| BPY322 | LI Wing Lam | 李穎琳 |
| BRR768 | TSANG Chun Sing | 曾俊升 |
| BRS719 | MOK Ka Yin | 莫家賢 |
| BRS819 | MA Yujing | 馬毓婧 |
| BRW048 | TANG Kwok Ho | 鄧國豪 |
| BSF184 | NGAI Kai Fung | 魏介鋒 |
| BTV994 | CHONG Alvin Chi Wing | 莊智榮 |
| BUQ396 | LO Ching To | 盧正韜 |
| BUY684 | LEUNG Ki Lung | 梁奇隆 |
| BVE604 | WEN Yuyue | 文鈺越 |
| BVI793 | LEE Kwong Chun | 李廣進 |
| BVK654 | FENG Yingyi | 馮穎宜 |
| BVS938 | DONG Jing | 董靜 |
| BWA624 | CHANG Yue Him | 鄭裕謙 |
| BWB029 | WONG Hon Fung Vincent | 王瀚鋒 |
| BWB603 | HE Yongyi | 何咏怡 |
| BWC655 | LUO Jiaming | 羅家鳴 |