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LI Bo

李波
CE AMN738Licensed IndividualResponsible OfficerSFO licence active
Official SFC record

LI Bo (CE number AMN738) is an individual licensed by the Hong Kong SFC. First licensed on 2005-09-30. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 2 (Futures dealing), Type 4 (Advising on securities), Type 5 (Advising on futures). Currently a responsible officer at 1 firm.

Regulated Activities (on record) (4)

RA 1 Dealing in Securities
RA 2 Dealing in Futures Contracts
RA 4 Advising on Securities
RA 5 Advising on Futures Contracts

Roles & Accreditations (2)

CapacityCompany / Institution
Responsible OfficerChief Securities Limited
致富證券有限公司
RepresentativeChief Securities Limited
致富證券有限公司

Licence Record (6)

2025-09-01 – present Current
Chief Securities Limited Rep
RA 4
2025-09-01 – present Current
Chief Securities Limited RO
RA 1 RA 2 RA 5
2018-02-06 – 2025-08-31
Chief Securities Limited RO
RA 1
2012-03-23 – 2025-08-31
Chief Commodities Limited RO
RA 2 RA 5
2007-09-17 – 2025-08-31
Chief Securities Limited Rep
RA 1 RA 4
2005-09-30 – 2012-03-23
Chief Commodities Limited Rep
RA 2

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/AMN738