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KWOK Heung Yan

郭香恩
CE BGM315Licensed IndividualResponsible OfficerSFO licence active
Official SFC record

KWOK Heung Yan (CE number BGM315) is an individual licensed by the Hong Kong SFC. First licensed on 2016-01-29. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 4 (Advising on securities), Type 9 (Asset management). Currently a responsible officer at 2 firms.

Regulated Activities (on record) (3)

RA 1 Dealing in Securities
RA 4 Advising on Securities
RA 9 Asset Management

Roles & Accreditations (2)

CapacityCompany / Institution
Responsible OfficerChief Great China Assets Management Limited
致富大中華資產管理有限公司
Responsible OfficerChief Securities Limited
致富證券有限公司

Licence Record (10)

2026-04-14 – present Current
Chief Securities Limited RO
RA 1 RA 4
2026-04-14 – present Current
Chief Great China Assets Management Limited RO
RA 9
2025-09-16 – 2026-04-14
Chief Securities Limited Rep
RA 1 RA 4
2025-09-16 – 2026-04-14
Chief Great China Assets Management Limited Rep
RA 9
2022-11-25 – 2025-07-27
Seazen Resources Securities Limited RO
RA 1
2022-06-15 – 2025-07-27
Seazen Resources Asset Management Limited RO
RA 1 RA 4 RA 9
2022-02-10 – 2022-06-15
Seazen Resources Asset Management Limited Rep
RA 1 RA 4 RA 9
2020-07-31 – 2021-12-03
Bitfire Asset Management (Hong Kong) Limited RO
RA 4 RA 9
2018-05-09 – 2019-11-28
OCI Asset Management Company Limited RO
RA 4 RA 9
2016-01-29 – 2017-11-24
HX Innovation Capital Management Co. Limited RO
RA 9

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/BGM315