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KWAN Hoi Wai

關凱威
CE ATV559Licensed IndividualResponsible OfficerSFO licence active
Official SFC record

KWAN Hoi Wai (CE number ATV559) is an individual licensed by the Hong Kong SFC. First licensed on 2009-09-22. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 2 (Futures dealing), Type 4 (Advising on securities), Type 5 (Advising on futures), Type 6 (Corporate finance). Currently a responsible officer at 1 firm.

Regulated Activities (on record) (5)

RA 1 Dealing in Securities
RA 2 Dealing in Futures Contracts
RA 4 Advising on Securities
RA 5 Advising on Futures Contracts
RA 6 Advising on Corporate Finance

Roles & Accreditations (2)

CapacityCompany / Institution
Responsible OfficerChief Financial Capital Limited
致富金融資本有限公司
RepresentativeChief Securities Limited
致富證券有限公司

Licence Record (5)

2025-09-01 – present Current
Chief Securities Limited Rep
RA 1 RA 4
2022-09-21 – present Current
Chief Financial Capital Limited RO
RA 6
2018-03-26 – 2022-09-21
Chief Financial Capital Limited Rep
RA 6
2009-09-22 – 2025-08-31
Chief Securities Limited Rep
RA 1 RA 4
2009-09-22 – 2019-08-03
Chief Commodities Limited Rep
RA 2 RA 5

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/ATV559