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KWOK Wai Kit

郭鍏傑
CE AOB670Licensed IndividualResponsible OfficerSFO licence active
Official SFC record

KWOK Wai Kit (CE number AOB670) is an individual licensed by the Hong Kong SFC. First licensed on 2006-10-25. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 2 (Futures dealing), Type 7 (Automated trading). Currently a responsible officer at 1 firm.

Regulated Activities (on record) (3)

RA 1 Dealing in Securities
RA 2 Dealing in Futures Contracts
RA 7 Providing Automated Trading Services

Roles & Accreditations (1)

CapacityCompany / Institution
Responsible OfficerChief Securities Limited
致富證券有限公司

Licence Record (4)

2025-09-01 – present Current
Chief Securities Limited RO
RA 1 RA 7
2021-11-10 – 2025-08-31
Chief Securities Limited RO
RA 1 RA 7
2006-10-25 – 2014-06-01
Chief Securities Limited Rep
RA 1
2006-10-25 – 2014-06-01
Chief Commodities Limited Rep
RA 2

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/AOB670