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YU Kin Lok

庾建樂
CE AOE771Licensed IndividualSFO licence active
Official SFC record

YU Kin Lok (CE number AOE771) is an individual licensed by the Hong Kong SFC. First licensed on 2007-01-10. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 2 (Futures dealing), Type 7 (Automated trading).

Regulated Activities (on record) (3)

RA 1 Dealing in Securities
RA 2 Dealing in Futures Contracts
RA 7 Providing Automated Trading Services

Roles & Accreditations (1)

CapacityCompany / Institution
RepresentativeChief Securities Limited
致富證券有限公司

Licence Record (10)

2025-09-01 – present Current
Chief Securities Limited Rep
RA 1 RA 2
2023-05-03 – 2025-08-31
Chief Securities Limited Rep
RA 1
2023-05-03 – 2025-08-31
Chief Commodities Limited Rep
RA 2
2022-05-05 – 2022-05-16
UOB Kay Hian (Hong Kong) Limited Rep
RA 1
2022-05-05 – 2022-05-16
UOB Kay Hian Futures (Hong Kong) Limited Rep
RA 2
2010-02-08 – 2022-04-22
Celestial Commodities Limited Rep
RA 2
2009-06-18 – 2022-04-22
Celestial Securities Limited Rep
RA 1
2008-01-07 – 2009-02-14
Daiwa Capital Markets Hong Kong Limited Rep
RA 1
2007-01-10 – 2007-12-28
Boom Securities (H.K.) Limited Rep
RA 1 RA 7
2007-01-10 – 2007-12-28
Win Securities Limited Rep
RA 1 RA 7

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/AOE771