WONG Wai Kwan

黃偉琨

CE AWA381Licensed IndividualResponsible OfficerSFO licence active

WONG Wai Kwan (CE number AWA381) is an individual licensed by the Hong Kong SFC. First licensed on 2010-11-02. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 2 (Futures dealing), Type 4 (Advising on securities), Type 5 (Advising on futures), Type 9 (Asset management). Currently a responsible officer at 1 firm.

Regulated Activities (on record) (5)

RA 1 Dealing in Securities

RA 2 Dealing in Futures Contracts

RA 4 Advising on Securities

RA 5 Advising on Futures Contracts

RA 9 Asset Management

Roles & Accreditations (1)

Capacity	Company / Institution
Responsible Officer	WEBULL SECURITIES LIMITED 微牛證券有限公司

Licence Record (10)

2024-06-27 – present Current

WEBULL SECURITIES LIMITED RO

RA 1 RA 2 RA 4

2024-05-03 – 2024-06-27

WEBULL SECURITIES LIMITED Rep

RA 1 RA 2 RA 4

2017-07-31 – 2024-03-15

Future Securities Limited RO

RA 1 RA 2 RA 4 RA 5 RA 9

2015-10-09 – 2017-07-11

HK Noble Sky Treasure Securities Limited RO

RA 1 RA 2

2015-09-09 – 2015-10-09

HK Noble Sky Treasure Securities Limited Rep

RA 1 RA 2

2015-03-18 – 2015-09-06

China Galaxy International Securities (Hong Kong) Co., Limited Rep

RA 1

2015-03-18 – 2015-09-06

China Galaxy International Futures (Hong Kong) Co., Limited Rep

RA 2

2012-06-13 – 2015-02-13

Grand China Securities Limited Rep

RA 1

2011-04-18 – 2011-11-18

Hua Nan Securities (HK) Limited Rep

RA 1 RA 2

2010-11-02 – 2013-11-07

Yue Xiu Futures Company Limited Rep

RA 2 RA 5

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/AWA381