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CHAU Kong San

周港新
CE AYR628Licensed IndividualSFO licence active
Official SFC record

CHAU Kong San (CE number AYR628) is an individual licensed by the Hong Kong SFC. First licensed on 2011-12-23. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 2 (Futures dealing), Type 4 (Advising on securities), Type 9 (Asset management).

Regulated Activities (on record) (4)

RA 1 Dealing in Securities
RA 2 Dealing in Futures Contracts
RA 4 Advising on Securities
RA 9 Asset Management

Roles & Accreditations (1)

CapacityCompany / Institution
RepresentativeHuatai Financial Holdings (Hong Kong) Limited
華泰金融控股(香港)有限公司

Licence Record (4)

2020-10-23 – present Current
Huatai Financial Holdings (Hong Kong) Limited Rep
RA 1 RA 2 RA 4
2020-06-01 – 2020-10-19
JQ Securities (Hong Kong) Limited Rep
RA 1 RA 4 RA 9
2017-05-29 – 2020-05-28
China Vered Asset Management (Hong Kong) Limited Rep
RA 9
2011-12-23 – 2016-06-30
DBS Vickers (Hong Kong) Limited Rep
RA 1 RA 2

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/AYR628