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CHEN Shen

陳慎
CE BIO834Licensed IndividualSFO licence active
Official SFC record

CHEN Shen (CE number BIO834) is an individual licensed by the Hong Kong SFC. First licensed on 2016-11-18. Their SFC licence is currently active. Accredited for regulated activity Type 4 (Advising on securities).

Regulated Activities (on record) (1)

RA 4 Advising on Securities

Roles & Accreditations (1)

CapacityCompany / Institution
RepresentativeHuatai Financial Holdings (Hong Kong) Limited
華泰金融控股(香港)有限公司

Licence Record (2)

2021-01-29 – present Current
Huatai Financial Holdings (Hong Kong) Limited Rep
RA 4
2016-11-18 – 2018-12-12
China Securities (International) Brokerage Company Limited Rep
RA 4

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/BIO834