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CHIANG Pei-Ju

蔣佩儒
CE AZY034Licensed IndividualSFO licence active
Official SFC record

CHIANG Pei-Ju (CE number AZY034) is an individual licensed by the Hong Kong SFC. First licensed on 2012-08-16. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 2 (Futures dealing), Type 3 (Leveraged FX), Type 4 (Advising on securities).

Regulated Activities (on record) (4)

RA 1 Dealing in Securities
RA 2 Dealing in Futures Contracts
RA 3 Leveraged Foreign Exchange Trading
RA 4 Advising on Securities

Roles & Accreditations (1)

CapacityCompany / Institution
RepresentativeHuatai Financial Holdings (Hong Kong) Limited
華泰金融控股(香港)有限公司

Licence Record (6)

2019-10-10 – present Current
Huatai Financial Holdings (Hong Kong) Limited Rep
RA 1 RA 2 RA 3 RA 4
2018-04-17 – 2019-09-11
Zhongtai International Financial Products Limited RO
RA 1
2018-01-10 – 2018-04-17
Zhongtai International Financial Products Limited Rep
RA 1
2015-01-19 – 2017-11-17
Quam Securities Limited RO
RA 1 RA 2
2013-10-07 – 2016-11-16
Quam Securities Limited Rep
RA 1 RA 2
2012-08-16 – 2013-09-10
R.J. O'Brien & Associates HK Limited Rep
RA 2

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/AZY034