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QIAO Wei

喬煒
CE BIJ682Licensed IndividualResponsible OfficerSFO licence active
Official SFC record

QIAO Wei (CE number BIJ682) is an individual licensed by the Hong Kong SFC. First licensed on 2016-10-19. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 4 (Advising on securities), Type 6 (Corporate finance). Currently a responsible officer at 1 firm.

Regulated Activities (on record) (3)

RA 1 Dealing in Securities
RA 4 Advising on Securities
RA 6 Advising on Corporate Finance

Roles & Accreditations (1)

CapacityCompany / Institution
Responsible OfficerHuatai Financial Holdings (Hong Kong) Limited
華泰金融控股(香港)有限公司

Licence Record (4)

2019-06-24 – present Current
Huatai Financial Holdings (Hong Kong) Limited RO
RA 1 RA 4 RA 6
2019-03-01 – 2019-06-24
Huatai Financial Holdings (Hong Kong) Limited Rep
RA 1 RA 4 RA 6
2018-01-03 – 2019-02-13
CMB International Capital Limited RO
RA 1 RA 6
2016-10-19 – 2018-01-03
CMB International Capital Limited Rep
RA 1 RA 6

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/BIJ682