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LIAO Jun

廖君
CE BAA713Licensed IndividualSFO licence active
Official SFC record

LIAO Jun (CE number BAA713) is an individual licensed by the Hong Kong SFC. First licensed on 2012-08-09. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 6 (Corporate finance).

Regulated Activities (on record) (2)

RA 1 Dealing in Securities
RA 6 Advising on Corporate Finance

Roles & Accreditations (1)

CapacityCompany / Institution
RepresentativeHuatai Financial Holdings (Hong Kong) Limited
華泰金融控股(香港)有限公司

Licence Record (2)

2024-06-11 – present Current
Huatai Financial Holdings (Hong Kong) Limited Rep
RA 1 RA 6
2012-08-09 – 2015-03-21
UBS Securities Hong Kong Limited Rep
RA 6

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/BAA713