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LU Pei

魯沛
CE BFA497Licensed IndividualSFO licence active
Official SFC record

LU Pei (CE number BFA497) is an individual licensed by the Hong Kong SFC. First licensed on 2015-03-03. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 4 (Advising on securities), Type 9 (Asset management).

Regulated Activities (on record) (3)

RA 1 Dealing in Securities
RA 4 Advising on Securities
RA 9 Asset Management

Roles & Accreditations (1)

CapacityCompany / Institution
RepresentativeHuatai Financial Holdings (Hong Kong) Limited
華泰金融控股(香港)有限公司

Licence Record (2)

2024-10-16 – present Current
Huatai Financial Holdings (Hong Kong) Limited Rep
RA 1 RA 4 RA 9
2015-03-03 – 2024-09-06
CCB International Asset Management Limited Rep
RA 1 RA 4 RA 9

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/BFA497