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DAI Wen

代雯
CE BFI915Licensed IndividualSFO licence active
Official SFC record

DAI Wen (CE number BFI915) is an individual licensed by the Hong Kong SFC. First licensed on 2015-04-30. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 4 (Advising on securities).

Regulated Activities (on record) (2)

RA 1 Dealing in Securities
RA 4 Advising on Securities

Roles & Accreditations (1)

CapacityCompany / Institution
RepresentativeHuatai Financial Holdings (Hong Kong) Limited
華泰金融控股(香港)有限公司

Licence Record (2)

2017-04-28 – present Current
Huatai Financial Holdings (Hong Kong) Limited Rep
RA 4
2015-04-30 – 2016-09-12
China International Capital Corporation Hong Kong Securities Limited Rep
RA 1 RA 4

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/BFI915