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CHOW Yuk Kei

周玉琦
CE APV070Licensed IndividualResponsible OfficerSFO licence active
Official SFC record

CHOW Yuk Kei (CE number APV070) is an individual licensed by the Hong Kong SFC. First licensed on 2007-10-15. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 4 (Advising on securities), Type 9 (Asset management). Currently a responsible officer at 1 firm.

Regulated Activities (on record) (3)

RA 1 Dealing in Securities
RA 4 Advising on Securities
RA 9 Asset Management

Roles & Accreditations (1)

CapacityCompany / Institution
Responsible OfficerHuatai Financial Holdings (Hong Kong) Limited
華泰金融控股(香港)有限公司

Licence Record (7)

2026-05-27 – present Current
Huatai Financial Holdings (Hong Kong) Limited RO
RA 1 RA 4
2026-01-06 – 2026-05-27
Huatai Financial Holdings (Hong Kong) Limited Rep
RA 1 RA 4
2022-11-04 – 2022-12-31
Junson Asset Management (Hong Kong) Limited RO
RA 9
2021-01-26 – 2022-11-04
Junson Asset Management (Hong Kong) Limited Rep
RA 9
2011-07-05 – 2013-09-06
CMB International Securities Limited Rep
RA 1
2009-08-31 – 2010-09-11
Religare Capital Markets (Hong Kong) Limited Rep
RA 1
2007-10-15 – 2008-02-29
Macquarie Capital Limited Rep
RA 1

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/APV070