Macquarie Capital Limited is a Hong Kong SFC licensed corporation (CE number AAC534). First licensed on 2004-03-22. Its SFC licence is currently active. It is licensed for 4 regulated activities: Type 1 (Securities dealing), Type 4 (Advising on securities), Type 6 (Corporate finance), Type 7 (Automated trading).
| Type | English | Chinese | Effective |
|---|---|---|---|
| RA 1 | Dealing in Securities | 證券交易 | 2004-03-22 |
| RA 4 | Advising on Securities | 就證券提供意見 | 2004-03-22 |
| RA 6 | Advising on Corporate Finance | 就機構融資提供意見 | 2004-03-22 |
| RA 7 | Providing Automated Trading Services | 提供自動化交易服務 | 2013-07-09 |
Matched to HKEX’s published participant and trading-right lists by legal name, refreshed daily. The number in brackets is the HKEX participant ID.
| CE No. | Name | Chinese |
|---|---|---|
| AFL110 | KO Yui Chit, Janice | 高睿哲 |
| AJD854 | RAKE Brendan Thomas | |
| AJK665 | ZAKI Adam Anwar | |
| ALF370 | WILLIAMSON Peter George | |
| ANH621 | LEE Jeok | |
| AOH882 | YEE Jack Sam | |
| AOQ539 | LI Ling | 李凌 |
| ARD708 | MILES Ashley James | |
| ARP180 | ZHAI Wenjing | 翟文婧 |
| ATI263 | XIE Jianing | 謝佳宁 |
| AVO760 | MORRISON Justin David Christopher | |
| AVQ693 | WEEKES Mark Alan Wentworth | |
| AWM151 | HUANG Shiau-Ling | 黃曉齡 |
| AWT923 | SEFRI David Kustandi | |
| AYS098 | LI Honggui | 李宏貴 |
| BBD318 | WU Colin Po-chang | 吳柏錩 |
| BCF603 | MYOUNG Cholong | |
| BGT058 | RUDRARAJU Bhanuprasad Chakrapani | |
| BVO598 | HERBERT Dean Ryan |
| CE No. | Name | Chinese |
|---|---|---|
| AAD849 | CHUNG Kwok Kwong | 鍾國光 |
| AAV895 | LUNG Man Han Alice | 龍敏嫻 |
| AFS186 | KWOK Sin Hung | 郭倩紅 |
| AGN701 | TAN Jeffrey Wei Sing | 譚偉星 |
| AJM207 | YONTS Charles Anthony | |
| AKJ264 | LAWSON Timothy Wightman | |
| ALK811 | LAU Nam Lung, Humphrey | 劉南龍 |
| AMB131 | GREEN Antony Rowan | |
| AMO289 | LOPEZ Gilbert Yanson | |
| AMQ367 | HUDSON Stephen Richard | |
| AMQ368 | DOAK Warren Peter | |
| AMU451 | KIM Dong Wan | |
| ANG412 | ZHANG Jin | 张仅 |
| ANH010 | MAGPAYO Karisa Garcia | |
| ANH237 | MYLES Ian Philip | |
| AOP006 | HSIAO Eugene Yow Seng | |
| AOQ539 | LI Ling | 李凌 |
| APO125 | LAM Alexander Hoi Chi | 林海志 |
| AQN994 | OHLWEILER Jeffrey Lyon | |
| AQP870 | CHAN Nga Yee, Lilian | 陳雅儀 |
| AQT168 | JAIN Ashish | |
| ARJ016 | LAM Calvin Chi-him | 林子謙 |
| ATI263 | XIE Jianing | 謝佳宁 |
| ATL729 | HONG Kwang Pyo | |
| AUR637 | BRAMAH Callum | |
| AVJ433 | GANAPATHY Suresh | |
| AVP093 | LI Ru | 李濡 |
| AWP241 | CHANG Tsun Wah, Terence | 張俊華 |
| AWU684 | GERMAN Victor | |
| AXB862 | LAU Ka Ho | 劉嘉豪 |
| AXP786 | KE Tak Lai | 紀德禮 |
| AXS269 | KOTECHA Anuj Ashok | |
| AXX095 | READ Ben Edward | |
| AXX772 | VANTARAKIS Jayden Cain | |
| AXY946 | CHEN Xi | 陳曦 |
| AYC055 | SURESH Aditya | |
| AYC317 | MA Cherry | 馬卓藍 |
| AYE268 | YAMASHINA Hiroshi | 山科拓 |
| AYR078 | TEO Yin Chian | |
| BBD318 | WU Colin Po-chang | 吳柏錩 |
| BBZ909 | ZHENG Yawen | 鄭亞文 |
| BCZ301 | SHINOZAKI Maki | |
| BDE609 | MIAO Huaxin | 苗華鑫 |
| BDH283 | LAI Yu Jang | 賴昱璋 |
| BDM986 | MAR Nicholas Ryan | |
| BEJ873 | TAGUCHI Hiroshi | |
| BEL613 | CHOW Sunny | 周佳明 |
| BEQ937 | PURTELL John Pierre | |
| BFD815 | ZHANG Ya Xiong | 張亞雄 |
| BFK957 | GU Tianxing | 頤天行 |
| BFT880 | STEYN Peter Copeland | |
| BGE019 | DIXIT Tanvi | |
| BGH918 | ABOUD Tara Adelaide | |
| BGU669 | LI Erpeng | 李爾鵬 |
| BGX252 | YEUNG Chun Kit | 楊俊傑 |
| BIH515 | REN Anthony W | |
| BIH715 | CHEONG Billy | |
| BJC071 | CHU Wai Hei | 朱煒熙 |
| BJE311 | WISEMAN Mark Andrew | |
| BMD883 | LUNG Chi Chiu | |
| BMQ543 | CHAN Yee | 陳儀 |
| BMR379 | FABRIS David Alexander James | |
| BMU871 | JIANG Xueyao | 江雪瑶 |
| BNS222 | SONOGAN Mitchell Hugh | |
| BNZ830 | BEYNON Chad Charles | |
| BOA617 | TSAI Bin-Ju | 蔡秉儒 |
| BOA872 | DONG Yixiao | 董逸晓 |
| BOQ035 | WANG Liyao | 王壢堯 |
| BOS153 | TIAN Songen | 田頌恩 |
| BOU549 | BUNCOMBE Andrew Kent | |
| BPB344 | CHEN Jan | 陳媛婧 |
| BPL876 | BELLUCHE David Connor | |
| BPN369 | CAI Baohui | 蔡宝慧 |
| BPS629 | ZHOU Wenqi | 周文頎 |
| BPY300 | WILLIAMS Alexander Boyd | |
| BPY734 | LU Depei | 陸德培 |
| BQC193 | LEUNG Yau Jun Eugene | 梁祐臻 |
| BQC579 | LUO Ruohang | 羅若航 |
| BQF738 | GAO Xibai | 高茜白 |
| BQG262 | ZHANG Xiaoxuan | 章晓璇 |
| BQQ368 | TAPLEY Alana Maree | |
| BQT138 | JEONG Shang Hyun | 鄭祥炫 |
| BQT204 | LIU Wei | 劉薇 |
| BRE400 | ZHOU Lin | 周麟 |
| BRO753 | CHENG Man Ching | 鄭雯靖 |
| BRO838 | ZHANG Tiansheng | 張天晟 |
| BRP651 | YI Xin | 宜欣 |
| BRR839 | YAO Chunmin | 姚純敏 |
| BRZ321 | JIA Yifan | 賈一凡 |
| BSD303 | PIAU Maxime Josselin Valentin | |
| BSF226 | MA Yan | 馬彥 |
| BSG376 | CHUNG Hiu Kwan Camilla | 鍾曉筠 |
| BST436 | DAVID Antoine Marcel Pierre | |
| BTC205 | JAHJA Ariyanto | |
| BTE038 | MEHTA Avi | |
| BTG239 | PAN Wenshu | 潘文束 |
| BTH142 | FENG Junqiao | 冯浚峤 |
| BTJ003 | LIN Yichu | 林毅楚 |
| BTL473 | STEIN Robert Andrew | |
| BTM014 | LEE Jaeseo |