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LAU Ka Ho

劉嘉豪
CE AXB862Licensed IndividualSFO licence active
Official SFC record

LAU Ka Ho (CE number AXB862) is an individual licensed by the Hong Kong SFC. First licensed on 2011-03-25. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 7 (Automated trading).

Regulated Activities (on record) (2)

RA 1 Dealing in Securities
RA 7 Providing Automated Trading Services

Roles & Accreditations (2)

CapacityCompany / Institution
RepresentativeMacquarie Asia Securities Limited
RepresentativeMacquarie Capital Limited
麥格理資本股份有限公司

Licence Record (4)

2021-09-06 – present Current
Macquarie Asia Securities Limited Rep
RA 1
2021-09-06 – present Current
Macquarie Capital Limited Rep
RA 1 RA 7
2014-09-22 – 2021-08-04
Daiwa Capital Markets Hong Kong Limited Rep
RA 1
2011-03-25 – 2014-08-25
BTIG Hong Kong Limited Rep
RA 1

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/AXB862