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READ Ben Edward

CE AXX095Licensed IndividualSFO licence active
Official SFC record

READ Ben Edward (CE number AXX095) is an individual licensed by the Hong Kong SFC. First licensed on 2011-08-19. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 2 (Futures dealing), Type 7 (Automated trading).

Regulated Activities (on record) (3)

RA 1 Dealing in Securities
RA 2 Dealing in Futures Contracts
RA 7 Providing Automated Trading Services

Roles & Accreditations (2)

CapacityCompany / Institution
RepresentativeMacquarie Asia Securities Limited
RepresentativeMacquarie Capital Limited
麥格理資本股份有限公司

Licence Record (4)

2023-08-03 – present Current
Macquarie Asia Securities Limited Rep
RA 1
2023-08-03 – present Current
Macquarie Capital Limited Rep
RA 1 RA 7
2011-08-19 – 2021-10-08
Merrill Lynch (Asia Pacific) Limited Rep
RA 1
2011-08-19 – 2021-10-08
Merrill Lynch Far East Limited Rep
RA 1 RA 2 RA 7

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/AXX095