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LUNG Man Han Alice

龍敏嫻
CE AAV895Licensed IndividualSFO licence active
Official SFC record

LUNG Man Han Alice (CE number AAV895) is an individual licensed by the Hong Kong SFC. First licensed on 2003-04-01. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 4 (Advising on securities), Type 6 (Corporate finance), Type 9 (Asset management).

Regulated Activities (on record) (4)

RA 1 Dealing in Securities
RA 4 Advising on Securities
RA 6 Advising on Corporate Finance
RA 9 Asset Management

Roles & Accreditations (2)

CapacityCompany / Institution
RepresentativeMacquarie Asia Securities Limited
RepresentativeMacquarie Capital Limited
麥格理資本股份有限公司

Licence Record (5)

2020-09-30 – present Current
Macquarie Asia Securities Limited Rep
RA 1
2011-04-26 – present Current
Macquarie Capital Limited Rep
RA 1
2007-03-05 – 2011-03-14
Standard Chartered Securities (Hong Kong) Limited Rep
RA 1
2003-04-01 – 2007-01-25
Credit Agricole Securities (Asia) Limited Rep
RA 1 RA 4 RA 6 RA 9
2003-04-01 – 2005-02-04
RBS Asia Securities (Hong Kong) Limited Rep
RA 1 RA 4 RA 6 RA 9

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/AAV895