Credit Agricole Securities (Asia) Limited is a Hong Kong SFC licensed corporation (CE number AAB947). First licensed on 2004-09-24. Its SFC licence is currently active. It is licensed for 2 regulated activities: Type 1 (Securities dealing), Type 4 (Advising on securities).
| Type | English | Chinese | Effective |
|---|---|---|---|
| RA 1 | Dealing in Securities | 證券交易 | 2004-09-24 |
| RA 4 | Advising on Securities | 就證券提供意見 | 2004-09-24 |
Matched to HKEX’s published participant and trading-right lists by legal name, refreshed daily. The number in brackets is the HKEX participant ID.
| CE No. | Name | Chinese |
|---|---|---|
| AJD640 | LAM Yuen Kai, Leon | 林源佳 |
| AUX224 | BLANCHARD Dominique Jean Rene |