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BLANCHARD Dominique Jean Rene

CE AUX224Licensed IndividualResponsible OfficerExecutive OfficerSFO licence active
Official SFC record

BLANCHARD Dominique Jean Rene (CE number AUX224) is an individual licensed by the Hong Kong SFC. First licensed on 2010-04-28. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 2 (Futures dealing), Type 4 (Advising on securities). Currently a responsible officer at 1 firm.

Regulated Activities (on record) (3)

RA 1 Dealing in Securities
RA 2 Dealing in Futures Contracts
RA 4 Advising on Securities

Roles & Accreditations (2)

CapacityCompany / Institution
Responsible OfficerCredit Agricole Securities (Asia) Limited
東方匯理證券(亞洲)有限公司
Executive OfficerCredit Agricole Corporate and Investment Bank

Licence Record (3)

2018-10-09 – present Current
Credit Agricole Securities (Asia) Limited RO
RA 1 RA 4
2011-04-14 – 2012-12-20
Daiwa Capital Markets Trading Hong Kong Limited Rep
RA 1 RA 2
2010-04-28 – 2012-12-20
Daiwa Capital Markets Hong Kong Limited Rep
RA 1 RA 2 RA 4

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/AUX224