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WEEKES Mark Alan Wentworth

CE AVQ693Licensed IndividualResponsible OfficerSFO licence active
Official SFC record

WEEKES Mark Alan Wentworth (CE number AVQ693) is an individual licensed by the Hong Kong SFC. First licensed on 2010-08-10. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 4 (Advising on securities), Type 7 (Automated trading). Currently a responsible officer at 2 firms.

Regulated Activities (on record) (3)

RA 1 Dealing in Securities
RA 4 Advising on Securities
RA 7 Providing Automated Trading Services

Roles & Accreditations (2)

CapacityCompany / Institution
Responsible OfficerMacquarie Asia Securities Limited
Responsible OfficerMacquarie Capital Limited
麥格理資本股份有限公司

Licence Record (3)

2020-09-03 – present Current
Macquarie Asia Securities Limited RO
RA 1 RA 4
2016-01-28 – present Current
Macquarie Capital Limited RO
RA 1 RA 7
2010-08-10 – 2016-01-28
Macquarie Capital Limited Rep
RA 1 RA 7

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/AVQ693