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CHAN Nga Yee, Lilian

陳雅儀
CE AQP870Licensed IndividualSFO licence active
Official SFC record

CHAN Nga Yee, Lilian (CE number AQP870) is an individual licensed by the Hong Kong SFC. First licensed on 2008-03-04. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 2 (Futures dealing), Type 4 (Advising on securities), Type 5 (Advising on futures), Type 7 (Automated trading).

Regulated Activities (on record) (5)

RA 1 Dealing in Securities
RA 2 Dealing in Futures Contracts
RA 4 Advising on Securities
RA 5 Advising on Futures Contracts
RA 7 Providing Automated Trading Services

Roles & Accreditations (2)

CapacityCompany / Institution
RepresentativeMacquarie Asia Securities Limited
RepresentativeMacquarie Capital Limited
麥格理資本股份有限公司

Licence Record (4)

2022-11-14 – present Current
Macquarie Asia Securities Limited Rep
RA 1
2022-11-14 – present Current
Macquarie Capital Limited Rep
RA 1 RA 7
2013-06-07 – 2014-04-10
J.P. Morgan Broking (Hong Kong) Limited Rep
RA 1 RA 2 RA 4 RA 5
2008-03-04 – 2012-06-18
Barclays Capital Asia Limited Rep
RA 1 RA 2

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/AQP870