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LAM Calvin Chi-him

林子謙
CE ARJ016Licensed IndividualSFO licence active
Official SFC record

LAM Calvin Chi-him (CE number ARJ016) is an individual licensed by the Hong Kong SFC. First licensed on 2008-07-28. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 2 (Futures dealing), Type 7 (Automated trading).

Regulated Activities (on record) (3)

RA 1 Dealing in Securities
RA 2 Dealing in Futures Contracts
RA 7 Providing Automated Trading Services

Roles & Accreditations (2)

CapacityCompany / Institution
RepresentativeMacquarie Asia Securities Limited
RepresentativeMacquarie Capital Limited
麥格理資本股份有限公司

Licence Record (8)

2022-10-10 – present Current
Macquarie Asia Securities Limited Rep
RA 1
2022-10-10 – present Current
Macquarie Capital Limited Rep
RA 1 RA 7
2018-03-21 – 2022-08-05
Credit Suisse (Hong Kong) Limited Rep
RA 1 RA 2
2018-03-21 – 2022-08-05
Credit Suisse Securities (Hong Kong) Limited Rep
RA 1 RA 7
2016-10-11 – 2017-12-06
Goldman Sachs (Asia) Securities Limited Rep
RA 1 RA 2 RA 7
2012-04-27 – 2016-10-10
Goldman Sachs (Asia) Securities Limited Rep
RA 1 RA 7
2008-07-28 – 2017-12-06
Goldman Sachs (Asia) L.L.C. Rep
RA 1
2008-07-28 – 2016-10-10
Goldman Sachs Futures (Asia) Limited Rep
RA 2

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/ARJ016