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SHINOZAKI Maki

CE BCZ301Licensed IndividualSFO licence active
Official SFC record

SHINOZAKI Maki (CE number BCZ301) is an individual licensed by the Hong Kong SFC. First licensed on 2014-03-07. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 4 (Advising on securities).

Regulated Activities (on record) (2)

RA 1 Dealing in Securities
RA 4 Advising on Securities

Roles & Accreditations (1)

CapacityCompany / Institution
RepresentativeMacquarie Capital Limited
麥格理資本股份有限公司

Licence Record (2)

2025-08-18 – present Current
Macquarie Capital Limited Rep
RA 4
2014-03-07 – 2024-09-30
Morgan Stanley Asia Limited Rep
RA 1 RA 4

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/BCZ301