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KWOK Sin Hung

郭倩紅
CE AFS186Licensed IndividualSFO licence active
Official SFC record

KWOK Sin Hung (CE number AFS186) is an individual licensed by the Hong Kong SFC. First licensed on 2003-04-01. Their SFC licence is currently active. Accredited for regulated activities Type 4 (Advising on securities), Type 5 (Advising on futures), Type 6 (Corporate finance), Type 9 (Asset management).

Regulated Activities (on record) (4)

RA 4 Advising on Securities
RA 5 Advising on Futures Contracts
RA 6 Advising on Corporate Finance
RA 9 Asset Management

Roles & Accreditations (1)

CapacityCompany / Institution
RepresentativeMacquarie Capital Limited
麥格理資本股份有限公司

Licence Record (4)

2024-04-05 – present Current
Macquarie Capital Limited Rep
RA 4
2019-12-24 – 2024-01-04
CLSA Limited Rep
RA 4
2010-09-15 – 2012-07-18
Citigroup Global Markets Asia Limited Rep
RA 4
2003-04-01 – 2004-11-10
BNP PARIBAS ASSET MANAGEMENT ASIA Limited Rep
RA 4 RA 5 RA 9

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/AFS186