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LAU Nam Lung, Humphrey

劉南龍
CE ALK811Licensed IndividualSFO licence active
Official SFC record

LAU Nam Lung, Humphrey (CE number ALK811) is an individual licensed by the Hong Kong SFC. First licensed on 2004-11-08. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 2 (Futures dealing).

Regulated Activities (on record) (2)

RA 1 Dealing in Securities
RA 2 Dealing in Futures Contracts

Roles & Accreditations (2)

CapacityCompany / Institution
RepresentativeMacquarie Capital Limited
麥格理資本股份有限公司
RepresentativeMacquarie Markets Trading Limited

Licence Record (5)

2021-02-22 – present Current
Macquarie Markets Trading Limited Rep
RA 1
2007-09-14 – present Current
Macquarie Capital Limited Rep
RA 1
2010-10-22 – 2016-12-30
Macquarie Asia Securities Limited Rep
RA 2
2007-09-14 – 2008-01-01
Macquarie Equities (Asia) Limited Rep
RA 1
2004-11-08 – 2006-06-16
Deutsche Securities Asia Limited Rep
RA 1

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/ALK811