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SEFRI David Kustandi

CE AWT923Licensed IndividualResponsible OfficerSFO licence active
Official SFC record

SEFRI David Kustandi (CE number AWT923) is an individual licensed by the Hong Kong SFC. First licensed on 2011-02-09. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 2 (Futures dealing), Type 4 (Advising on securities). Currently a responsible officer at 2 firms.

Regulated Activities (on record) (3)

RA 1 Dealing in Securities
RA 2 Dealing in Futures Contracts
RA 4 Advising on Securities

Roles & Accreditations (2)

CapacityCompany / Institution
Responsible OfficerMacquarie Asia Securities Limited
Responsible OfficerMacquarie Capital Limited
麥格理資本股份有限公司

Licence Record (5)

2024-10-17 – present Current
Macquarie Asia Securities Limited RO
RA 1
2024-10-17 – present Current
Macquarie Capital Limited RO
RA 1
2024-05-27 – 2024-10-17
Macquarie Asia Securities Limited Rep
RA 1
2024-05-27 – 2024-10-17
Macquarie Capital Limited Rep
RA 1
2011-02-09 – 2024-02-26
Nomura International (Hong Kong) Limited Rep
RA 1 RA 2 RA 4

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/AWT923