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GU Tianxing

頤天行
CE BFK957Licensed IndividualSFO licence active
Official SFC record

GU Tianxing (CE number BFK957) is an individual licensed by the Hong Kong SFC. First licensed on 2015-05-18. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 4 (Advising on securities), Type 6 (Corporate finance).

Regulated Activities (on record) (3)

RA 1 Dealing in Securities
RA 4 Advising on Securities
RA 6 Advising on Corporate Finance

Roles & Accreditations (1)

CapacityCompany / Institution
RepresentativeMacquarie Capital Limited
麥格理資本股份有限公司

Licence Record (3)

2021-06-16 – present Current
Macquarie Capital Limited Rep
RA 1 RA 6
2020-06-30 – 2021-05-28
UBS Securities Hong Kong Limited Rep
RA 6
2015-05-18 – 2018-07-14
Credit Suisse (Hong Kong) Limited Rep
RA 1 RA 4 RA 6

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/BFK957