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LEUNG Kelvin Yau-teng

梁祐庭
CE APA551Licensed IndividualResponsible OfficerSFO licence active
Official SFC record

LEUNG Kelvin Yau-teng (CE number APA551) is an individual licensed by the Hong Kong SFC. First licensed on 2007-06-01. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 4 (Advising on securities), Type 6 (Corporate finance), Type 9 (Asset management). Currently a responsible officer at 1 firm.

Regulated Activities (on record) (4)

RA 1 Dealing in Securities
RA 4 Advising on Securities
RA 6 Advising on Corporate Finance
RA 9 Asset Management

Roles & Accreditations (1)

CapacityCompany / Institution
Responsible OfficerHuatai Financial Holdings (Hong Kong) Limited
華泰金融控股(香港)有限公司

Licence Record (10)

2025-01-02 – present Current
Huatai Financial Holdings (Hong Kong) Limited RO
RA 1 RA 4 RA 6
2023-03-06 – 2025-01-02
Huatai Financial Holdings (Hong Kong) Limited Rep
RA 1 RA 4 RA 6
2019-10-21 – 2022-12-02
Haitong International Securities Company Limited Rep
RA 1 RA 4
2019-10-21 – 2022-12-02
Haitong International Capital Limited Rep
RA 6
2018-02-28 – 2019-09-20
Privium Fund Management (HK) Limited Rep
RA 9
2017-05-04 – 2017-07-18
CLSA Limited RO
RA 1 RA 4
2017-05-04 – 2017-07-18
CITIC Securities (Hong Kong) Limited RO
RA 4 RA 6
2016-08-11 – 2017-05-04
CLSA Limited Rep
RA 1 RA 4
2016-08-11 – 2017-05-04
CITIC Securities (Hong Kong) Limited Rep
RA 4 RA 6
2007-06-01 – 2016-04-23
Credit Suisse (Hong Kong) Limited Rep
RA 1 RA 4 RA 6

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/APA551