CITIC Securities (Hong Kong) Limited is a Hong Kong SFC licensed corporation (CE number AAK249). First licensed on 2005-05-23. Its SFC licence is currently active. It is licensed for 2 regulated activities: Type 4 (Advising on securities), Type 6 (Corporate finance).
| Type | English | Chinese | Effective |
|---|---|---|---|
| RA 4 | Advising on Securities | 就證券提供意見 | 2005-05-23 |
| RA 6 | Advising on Corporate Finance | 就機構融資提供意見 | 2005-05-23 |
| CE No. | Name | Chinese |
|---|---|---|
| AFT585 | CHAN Wai Hung, Edmund | 陳偉雄 |
| AGC469 | LAM Steve Kwok Leung | 林國樑 |
| AGF194 | CHAN Chi Chuen | 陳志銓 |
| AHA572 | LAU Chi Kin, Vincent | 劉子堅 |
| AHD591 | CHENG Siu Kong, Conrad | 鄭小剛 |
| AJB117 | TONG Wai Tak, William | 唐偉德 |
| ALI074 | LAU Kit Ling | 劉潔玲 |
| ALW212 | MCMURTRAY Nathan Noel | |
| AMJ193 | KWOK Chun Yu | 郭震宇 |
| AMS885 | YUEN Sze Wing, Esther | 袁詩穎 |
| AOA787 | SUN Yi | 孫毅 |
| AOE594 | CHEUNG Ho Ming | 張可明 |
| APN587 | WANG Yimin | 王逸旻 |
| AQE321 | ZHANG Xiujie | 張秀杰 |
| AQQ108 | NG Pak Lin | 伍柏廉 |
| AQS231 | WONG Sze Man | 黃詩敏 |
| ATB631 | LAW Chuk Nga | 羅竹雅 |
| AUZ703 | YU Yang | 于楊 |
| AVR238 | KU Lai Hung | 古麗紅 |
| AVY121 | NG Kai Him | 吳啟謙 |
| AXR364 | NA Mufu | 那木夫 |
| AYG657 | WANG Yu | 王瑜 |
| AYO044 | SONG Chunming | 宋春鳴 |
| AYO826 | LI Heung | 李响 |
| AYZ889 | WU Sitao | 吳思燾 |
| AZJ841 | LAU Pak Ho, Patricio | 劉珀豪 |
| AZM917 | LIU Yewei | 劉業偉 |
| BBF446 | LAI Ki Cheong | 黎其昌 |
| BBL850 | KEUNG Tung Fong | 姜東方 |
| BDQ418 | YANG Buyun | 楊佈云 |
| BEM652 | YUAN Ransi | 袁然思 |
| BHL578 | WANG Gan | 王干 |
| BIX444 | FONG Hiu Fai | 方曉暉 |
| BJP009 | SZE Shun Fai | 施純輝 |
| BJX658 | ZHOU Shufan | 周澍凡 |
| BMI346 | HO Chin Fei | 何展飛 |
| BMT656 | CHEN Lingxin | 陳靈欣 |
| BMX543 | SHI Dong | 史棟 |
| BQB328 | XU Chenming | 许晨鸣 |
| BQQ704 | QIU Zhiqian | 邱志千 |
| BQV633 | ZHANG Jinglei | 張京雷 |
| BQV916 | LIU Zhe | 刘哲 |
| BRQ930 | HAI Qiang | 海强 |
| BSQ486 | CHENG Jie | 程杰 |
| BTV771 | LI Li | 李黎 |
| BUG299 | TANG Liang | 唐亮 |
| CE No. | Name | Chinese |
|---|---|---|
| AGK055 | LEACH Francis Hugh Magnus | |
| AHD591 | CHENG Siu Kong, Conrad | 鄭小剛 |
| AJB117 | TONG Wai Tak, William | 唐偉德 |
| ALI074 | LAU Kit Ling | 劉潔玲 |
| AMJ193 | KWOK Chun Yu | 郭震宇 |
| ANR809 | QIN Chengdong | 秦成棟 |
| APN587 | WANG Yimin | 王逸旻 |
| APQ832 | TONG Nga Lai | 唐雅麗 |
| AQQ108 | NG Pak Lin | 伍柏廉 |
| AQS231 | WONG Sze Man | 黃詩敏 |
| ATB631 | LAW Chuk Nga | 羅竹雅 |
| AUZ702 | LI Ya | 李雅 |
| AVM919 | MENG Jiawei | 孟家煒 |
| AWJ513 | WANG Mengting | 王梦婷 |
| AYR790 | LAM Fong Chun | 林方進 |
| AZJ841 | LAU Pak Ho, Patricio | 劉珀豪 |
| AZM917 | LIU Yewei | 劉業偉 |
| BAH731 | ZUO Dingliang | 左丁亮 |
| BBF446 | LAI Ki Cheong | 黎其昌 |
| BBL850 | KEUNG Tung Fong | 姜東方 |
| BBR074 | ZHANG Huan | 張歡 |
| BFA523 | CHAN Nai Yan | 陳乃茵 |
| BFC570 | ZHU Feifei | 朱霏霏 |
| BGE814 | SHI Menghan | 施梦菡 |
| BGG861 | YUAN Ye | 袁也 |
| BGH407 | ZHU Rui | 朱瑞 |
| BGM423 | WANG Ce | 王策 |
| BGS694 | NIE Congcong | 聶聰聰 |
| BGV708 | ZHANG Hao | 張昊 |
| BHA450 | XIANG Difei | 相迪菲 |
| BHZ673 | XIE Xinxin | 謝心馨 |
| BIE698 | YAO Xinjian | 姚欣健 |
| BIH047 | XIAO Kaidi | 肖愷弟 |
| BIM793 | YING Lianziheng | 應煉子恒 |
| BJI242 | HUANG Jialin | 黃嘉林 |
| BJP009 | SZE Shun Fai | 施純輝 |
| BJQ223 | LI Ran | 李然 |
| BJS892 | HO Jonathan Chi Yan | 何摯恩 |
| BKY361 | DI Yi | 狄一 |
| BLI961 | FANG Yuan | 方元 |
| BMC573 | MA Sirui | 馬思睿 |
| BMI346 | HO Chin Fei | 何展飛 |
| BMQ934 | CHEN Yingjuan | 陈莹娟 |
| BMT542 | WANG Buyun Jacob | 王步云 |
| BMX543 | SHI Dong | 史棟 |
| BNL378 | ZHANG Linnan | 張琳楠 |
| BNL517 | ZHU Xiaokang | 朱曉康 |
| BNR195 | SUN Qirong | 孫琦蓉 |
| BOC669 | LI Chen | 李晨 |
| BOE936 | ZHAO Jiaqi | 趙佳琦 |
| BOS479 | FU Yuen Yeh | 傅元冶 |
| BOU101 | WU Ruoying | 吳若滢 |
| BPB535 | HUANG Tiandang | 黃天蕩 |
| BPF674 | LYU Xin | 吕昕 |
| BPQ498 | LI Yang | 李陽 |
| BPX341 | MA Bofei | 马博飞 |
| BPX400 | LIU Yicheng | 劉亦誠 |
| BPX648 | LI Longfei | 李龍飛 |
| BPY638 | LI Zhongjie | 李中杰 |
| BQB342 | XIONG Dong | 熊冬 |
| BQC066 | SHEN Zhe | 沈哲 |
| BQC070 | SHI Guoping | 石國平 |
| BQE247 | GONG Hongyu | 龔洪與 |
| BQE569 | DONG Hang | 董行 |
| BQE570 | PU Ruihang | 浦瑞航 |
| BQF456 | LI Zhongnan | 李中楠 |
| BQF743 | WEI Ziting | 魏子婷 |
| BQI101 | CHEN Li | 陈力 |
| BQI464 | DU Ke | 杜克 |
| BQJ742 | LIN Yuchen | 林毓琛 |
| BQL712 | DING Jianxiong | 丁健雄 |
| BQN453 | ZHANG Zongbao | 張宗保 |
| BQN454 | BAI Guangxin | 白广鑫 |
| BQN455 | HU Weimin | 胡为敏 |
| BQQ256 | MIAO Cheng Ying | 繆政穎 |
| BQQ680 | DING Chaoqin | 丁潮欽 |
| BQS950 | FANG Jike | 方濟科 |
| BQV486 | LU Xiaomeng | 盧小萌 |
| BQV619 | LI Haoran | 李浩然 |
| BQV746 | WANG Guoliang | 王国梁 |
| BQW500 | LI Liangzi | 李亮子 |
| BQW599 | OUYANG Haodi | 欧阳颢頔 |
| BQW909 | ZHOU Ning | 周宁 |
| BQZ907 | YANG Ying | 杨莹 |
| BRA103 | LIU Dun | 刘顿 |
| BRA104 | JU Pengfei | 琚鹏飞 |
| BRA106 | SHEN Yuxing | 沈宇星 |
| BRA596 | ZHOU Jiang | 周江 |
| BRA597 | ZHU Hui | 朱汇 |
| BRD669 | LI Zhongjin | 李中晋 |
| BRD670 | YANG Juncheng | 楊俊程 |
| BRD961 | ZHOU Jiacheng | 周嘉成 |
| BRE725 | SHU Delu | 舒德禄 |
| BRF697 | WU Boshen | 吴博申 |
| BRF782 | ZHANG Yuxiang | 張宇翔 |
| BRG672 | CHEN Xi | 陈曦 |
| BRH485 | HAN Jichuan | 韩纪川 |
| BRH649 | WANG Tianshi | 王天时 |
| BRI686 | WU Yifan | 吴一凡 |
| BRJ001 | ZHAO Xianyao | 赵贤耀 |