CHENG Siu Kong, Conrad

鄭小剛

CE AHD591Licensed IndividualResponsible OfficerSFO licence active

CHENG Siu Kong, Conrad (CE number AHD591) is an individual licensed by the Hong Kong SFC. First licensed on 2003-04-01. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 4 (Advising on securities), Type 6 (Corporate finance). Currently a responsible officer at 2 firms.

Regulated Activities (on record) (3)

RA 1 Dealing in Securities

RA 4 Advising on Securities

RA 6 Advising on Corporate Finance

Roles & Accreditations (3)

Capacity	Company / Institution
Responsible Officer	CITIC Securities (Hong Kong) Limited 中信證券(香港)有限公司
Responsible Officer	CLSA Limited 中信里昂證券有限公司
Representative	CITIC Securities (Hong Kong) Limited 中信證券(香港)有限公司

Licence Record (12)

2025-10-23 – present Current

CLSA Limited RO

RA 1

2025-10-23 – present Current

CITIC Securities (Hong Kong) Limited RO

RA 6

2025-08-19 – present Current

CITIC Securities (Hong Kong) Limited Rep

RA 4 RA 6

2025-08-19 – 2025-10-23

CLSA Limited Rep

RA 1

2015-08-21 – 2025-04-14

BOCOM International Securities Limited Rep

RA 1

2015-02-10 – 2025-04-14

BOCOM International (Asia) Limited RO

RA 1 RA 6

2015-01-08 – 2015-02-10

BOCOM International (Asia) Limited Rep

RA 1 RA 6

2011-11-25 – 2014-12-24

RHB Capital Hong Kong Limited RO

RA 1 RA 6

2011-06-29 – 2014-06-30

RHB Capital Hong Kong Limited Rep

RA 1 RA 6

2007-09-07 – 2011-06-09

China Merchants Securities (HK) Co., Limited Rep

RA 6

2007-05-11 – 2007-08-21

Platinum Securities Company Limited Rep

RA 1 RA 6

2003-04-01 – 2007-04-30

Haitong International Capital Limited Rep

RA 4 RA 6

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/AHD591