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YAU Yin Tan

丘燕丹
CE BFW878Licensed IndividualResponsible OfficerSFO licence active
Official SFC record

YAU Yin Tan (CE number BFW878) is an individual licensed by the Hong Kong SFC. First licensed on 2015-08-14. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 6 (Corporate finance). Currently a responsible officer at 1 firm.

Regulated Activities (on record) (2)

RA 1 Dealing in Securities
RA 6 Advising on Corporate Finance

Roles & Accreditations (2)

CapacityCompany / Institution
Responsible OfficerChina Galaxy International Securities (Hong Kong) Co., Limited
中國銀河國際證券(香港)有限公司
RepresentativeChina Galaxy International Securities (Hong Kong) Co., Limited
中國銀河國際證券(香港)有限公司

Licence Record (4)

2026-05-19 – present Current
China Galaxy International Securities (Hong Kong) Co., Limited RO
RA 6
2026-03-27 – present Current
China Galaxy International Securities (Hong Kong) Co., Limited Rep
RA 1 RA 6
2024-08-30 – 2026-01-31
Alliance Capital Partners Limited RO
RA 6
2015-08-14 – 2026-01-31
Alliance Capital Partners Limited Rep
RA 1 RA 6

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/BFW878