Unofficial — this is NOT the SFC. Independent site, not affiliated with the Securities and Futures Commission of Hong Kong. All information is compiled from SFC, HKMA and other public regulatory records and is for reference only — verify on the official SFC website before relying on it.
SFC Radar
中文 ← Back to search

YUAN Ye

袁也
CE BGG861Licensed IndividualSFO licence active
Official SFC record

YUAN Ye (CE number BGG861) is an individual licensed by the Hong Kong SFC. First licensed on 2015-09-23. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 4 (Advising on securities), Type 6 (Corporate finance).

Regulated Activities (on record) (3)

RA 1 Dealing in Securities
RA 4 Advising on Securities
RA 6 Advising on Corporate Finance

Roles & Accreditations (2)

CapacityCompany / Institution
RepresentativeCITIC Securities (Hong Kong) Limited
中信證券(香港)有限公司
RepresentativeCLSA Limited
中信里昂證券有限公司

Licence Record (2)

2015-09-23 – present Current
CLSA Limited Rep
RA 1 RA 4
2015-09-23 – present Current
CITIC Securities (Hong Kong) Limited Rep
RA 4 RA 6

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/BGG861