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KU Lai Hung

古麗紅
CE AVR238Licensed IndividualResponsible OfficerSFO licence active
Official SFC record

KU Lai Hung (CE number AVR238) is an individual licensed by the Hong Kong SFC. First licensed on 2010-08-09. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 4 (Advising on securities), Type 6 (Corporate finance). Currently a responsible officer at 2 firms.

Regulated Activities (on record) (3)

RA 1 Dealing in Securities
RA 4 Advising on Securities
RA 6 Advising on Corporate Finance

Roles & Accreditations (2)

CapacityCompany / Institution
Responsible OfficerCITIC Securities (Hong Kong) Limited
中信證券(香港)有限公司
Responsible OfficerCLSA Limited
中信里昂證券有限公司

Licence Record (7)

2025-10-20 – present Current
CLSA Limited RO
RA 1
2025-10-20 – present Current
CITIC Securities (Hong Kong) Limited RO
RA 4 RA 6
2025-09-10 – 2025-10-20
CLSA Limited Rep
RA 1
2025-09-10 – 2025-10-20
CITIC Securities (Hong Kong) Limited Rep
RA 4 RA 6
2021-02-01 – 2023-10-15
Credit Suisse (Hong Kong) Limited RO
RA 1 RA 4 RA 6
2013-12-16 – 2021-02-01
Credit Suisse (Hong Kong) Limited Rep
RA 1 RA 4 RA 6
2010-08-09 – 2013-11-02
BOCI Asia Limited Rep
RA 1 RA 6

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/AVR238