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LYU Xin

吕昕
CE BPF674Licensed IndividualSFO licence active
Official SFC record

LYU Xin (CE number BPF674) is an individual licensed by the Hong Kong SFC. First licensed on 2019-12-09. Their SFC licence is currently active. Accredited for regulated activities Type 4 (Advising on securities), Type 6 (Corporate finance).

Regulated Activities (on record) (2)

RA 4 Advising on Securities
RA 6 Advising on Corporate Finance

Roles & Accreditations (2)

CapacityCompany / Institution
RepresentativeCITIC Securities (Hong Kong) Limited
中信證券(香港)有限公司
RepresentativeCLSA Limited
中信里昂證券有限公司

Licence Record (3)

2024-06-04 – present Current
CITIC Securities (Hong Kong) Limited Rep
RA 4 RA 6
2024-06-04 – present Current
CLSA Limited Rep
RA 4
2019-12-09 – 2021-06-30
Guotai Junan Capital Limited Rep
RA 6

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/BPF674