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LIN Yuen Ying

林琬凝
CE BFX494Licensed IndividualSFO licence active
Official SFC record

LIN Yuen Ying (CE number BFX494) is an individual licensed by the Hong Kong SFC. First licensed on 2015-07-27. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 4 (Advising on securities), Type 6 (Corporate finance).

Regulated Activities (on record) (3)

RA 1 Dealing in Securities
RA 4 Advising on Securities
RA 6 Advising on Corporate Finance

Roles & Accreditations (2)

CapacityCompany / Institution
RepresentativeCITIC Securities (Hong Kong) Limited
中信證券(香港)有限公司
RepresentativeCLSA Limited
中信里昂證券有限公司

Licence Record (11)

2026-08-04 – present Current
CLSA Limited Rep
RA 1
2026-08-04 – present Current
CITIC Securities (Hong Kong) Limited Rep
RA 4 RA 6
2022-01-12 – 2026-07-03
ICBC International Capital Limited Rep
RA 1 RA 4 RA 6
2022-01-12 – 2026-07-03
ICBC International Securities Limited Rep
RA 1
2021-09-24 – 2021-11-29
BOCI Asia Limited Rep
RA 1 RA 6
2021-09-24 – 2021-11-29
BOCI Securities Limited Rep
RA 1
2018-07-26 – 2021-09-05
China Everbright Capital Limited Rep
RA 1 RA 6
2016-06-07 – 2018-07-14
Alpha Financial Group Limited Rep
RA 1
2016-06-07 – 2018-07-14
Ample Capital Limited Rep
RA 6
2015-07-27 – 2016-05-23
Kingsway Financial Services Group Limited Rep
RA 1
2015-07-27 – 2016-05-23
Kingsway Capital Limited Rep
RA 6

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/BFX494