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FAN Yunfeng

范云凤
CE AQA838Licensed IndividualSFO licence active
Official SFC record

FAN Yunfeng (CE number AQA838) is an individual licensed by the Hong Kong SFC. First licensed on 2007-11-23. Their SFC licence is currently active. Accredited for regulated activities Type 4 (Advising on securities), Type 9 (Asset management).

Regulated Activities (on record) (2)

RA 4 Advising on Securities
RA 9 Asset Management

Roles & Accreditations (1)

CapacityCompany / Institution
RepresentativeHuatai Financial Holdings (Hong Kong) Limited
華泰金融控股(香港)有限公司

Licence Record (3)

2011-02-11 – present Current
Huatai Financial Holdings (Hong Kong) Limited Rep
RA 4 RA 9
2014-08-27 – 2022-08-12
Huatai Financial Holdings (Hong Kong) Limited RO
RA 4
2007-11-23 – 2010-09-18
Mason Securities Limited Rep
RA 4

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/AQA838