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LIU Jun

劉俊
CE AVM464Licensed IndividualSFO licence active
Official SFC record

LIU Jun (CE number AVM464) is an individual licensed by the Hong Kong SFC. First licensed on 2010-08-13. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 4 (Advising on securities), Type 9 (Asset management).

Regulated Activities (on record) (3)

RA 1 Dealing in Securities
RA 4 Advising on Securities
RA 9 Asset Management

Roles & Accreditations (1)

CapacityCompany / Institution
RepresentativeHuatai Financial Holdings (Hong Kong) Limited
華泰金融控股(香港)有限公司

Licence Record (6)

2023-12-04 – present Current
Huatai Financial Holdings (Hong Kong) Limited Rep
RA 4
2021-11-25 – 2023-09-29
Pinpoint Asset Management Limited Rep
RA 9
2017-04-10 – 2021-07-30
China International Capital Corporation Hong Kong Securities Limited Rep
RA 1 RA 4
2013-08-15 – 2017-04-07
BOCI Research Limited Rep
RA 4
2010-12-09 – 2013-07-26
ICBC International Research Limited Rep
RA 4
2010-08-13 – 2010-12-01
Guodu Securities (Hong Kong) Limited Rep
RA 1 RA 4

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/AVM464