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XU Peizhi

徐培智
CE BDO249Licensed IndividualResponsible OfficerSFO licence active
Official SFC record

XU Peizhi (CE number BDO249) is an individual licensed by the Hong Kong SFC. First licensed on 2014-06-06. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 2 (Futures dealing). Currently a responsible officer at 1 firm.

Regulated Activities (on record) (2)

RA 1 Dealing in Securities
RA 2 Dealing in Futures Contracts

Roles & Accreditations (1)

CapacityCompany / Institution
Responsible OfficerHuatai Financial Holdings (Hong Kong) Limited
華泰金融控股(香港)有限公司

Licence Record (5)

2026-03-10 – present Current
Huatai Financial Holdings (Hong Kong) Limited RO
RA 1 RA 2
2017-10-09 – 2026-03-10
Huatai Financial Holdings (Hong Kong) Limited Rep
RA 1 RA 2
2017-06-26 – 2017-08-18
CITIC Securities International Global Markets Limited Rep
RA 1 RA 2
2014-06-06 – 2017-06-25
CITIC Securities Brokerage (HK) Limited Rep
RA 1
2014-06-06 – 2017-06-25
CITIC Securities Futures (HK) Limited Rep
RA 2

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/BDO249