WOO Kin Ming Marcus

胡健明

CE AHN470Licensed IndividualResponsible OfficerSFO licence active

WOO Kin Ming Marcus (CE number AHN470) is an individual licensed by the Hong Kong SFC. First licensed on 2003-04-01. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 6 (Corporate finance). Currently a responsible officer at 1 firm.

Regulated Activities (on record) (2)

RA 1 Dealing in Securities

RA 6 Advising on Corporate Finance

Roles & Accreditations (1)

Capacity	Company / Institution
Responsible Officer	Huatai Financial Holdings (Hong Kong) Limited 華泰金融控股(香港)有限公司

Licence Record (10)

2023-03-24 – present Current

Huatai Financial Holdings (Hong Kong) Limited RO

RA 1 RA 6

2022-11-21 – 2023-03-24

Huatai Financial Holdings (Hong Kong) Limited Rep

RA 1 RA 6

2019-05-22 – 2022-11-04

China Securities (International) Corporate Finance Company Limited RO

RA 1 RA 6

2019-02-22 – 2019-05-22

China Securities (International) Corporate Finance Company Limited Rep

RA 1 RA 6

2012-09-11 – 2019-01-25

China Merchants Securities (HK) Co., Limited RO

RA 6

2012-08-08 – 2019-01-25

China Merchants Securities (HK) Co., Limited Rep

RA 1 RA 6

2011-09-26 – 2012-07-01

BOCI Asia Limited RO

RA 6

2005-07-20 – 2011-09-26

BOCI Asia Limited Rep

RA 1 RA 6

2005-01-10 – 2005-07-18

CCB International Capital Limited Rep

RA 1 RA 6

2003-04-01 – 2004-12-06

Core Pacific-Yamaichi Capital Limited Rep

RA 6

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/AHN470