Core Pacific-Yamaichi Capital Limited is a Hong Kong SFC licensed corporation (CE number AEM356). First licensed on 2008-06-06. Its SFC licence is currently active. It is licensed for 2 regulated activities: Type 1 (Securities dealing), Type 6 (Corporate finance).
| Type | English | Chinese | Effective |
|---|---|---|---|
| RA 1 | Dealing in Securities | 證券交易 | 2008-06-06 |
| RA 6 | Advising on Corporate Finance | 就機構融資提供意見 | 2008-06-06 |
| CE No. | Name | Chinese |
|---|---|---|
| ACR603 | LEE Yat Ming | 李日明 |
| AEP269 | TANG Kwan Hui, Ronny | 鄧君栩 |
| ANH163 | LUI Kwan Ho | 呂君皓 |
| CE No. | Name | Chinese |
|---|---|---|
| ANH163 | LUI Kwan Ho | 呂君皓 |
| BWV341 | YAU Ka Ho | 游家浩 |