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LUI Kwan Ho

呂君皓
CE ANH163Licensed IndividualResponsible OfficerSFO licence active

LUI Kwan Ho (CE number ANH163) is an individual licensed by the Hong Kong SFC. First licensed on 2006-06-07. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 4 (Advising on securities), Type 6 (Corporate finance). Currently a responsible officer at 2 firms.

Regulated Activities (on record) (3)

RA 1 Dealing in Securities
RA 4 Advising on Securities
RA 6 Advising on Corporate Finance

Roles & Accreditations (4)

CapacityCompany / Institution
Responsible OfficerCore Pacific - Yamaichi International (H.K.) Limited
京華山一國際(香港)有限公司
Responsible OfficerCore Pacific-Yamaichi Capital Limited
京華山一企業融資有限公司
RepresentativeCore Pacific - Yamaichi International (H.K.) Limited
京華山一國際(香港)有限公司
RepresentativeCore Pacific-Yamaichi Capital Limited
京華山一企業融資有限公司

Licence Record (11)

2020-07-30 – present Current
2019-11-14 – present Current
2019-05-22 – 2019-09-17
2016-09-23 – 2019-05-22
2012-06-07 – 2015-04-16
2010-06-30 – 2012-05-28
2006-12-08 – 2007-11-06
2006-06-07 – 2006-10-23