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LEE Yat Ming

李日明
CE ACR603Licensed IndividualResponsible OfficerSFO licence active

LEE Yat Ming (CE number ACR603) is an individual licensed by the Hong Kong SFC. First licensed on 2003-06-05. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 4 (Advising on securities), Type 6 (Corporate finance), Type 7 (Automated trading), Type 9 (Asset management). Currently a responsible officer at 1 firm.

Regulated Activities (on record) (5)

RA 1 Dealing in Securities
RA 4 Advising on Securities
RA 6 Advising on Corporate Finance
RA 7 Providing Automated Trading Services
RA 9 Asset Management

Roles & Accreditations (2)

CapacityCompany / Institution
Responsible OfficerCore Pacific-Yamaichi Capital Limited
京華山一企業融資有限公司
RepresentativeCore Pacific - Yamaichi International (H.K.) Limited
京華山一國際(香港)有限公司

Licence Record (8)

2025-07-02 – present Current
2022-03-14 – 2025-07-02
2005-01-21 – 2007-12-06
2003-07-04 – 2005-06-03
2003-06-05 – 2003-07-04