Unofficial — this is NOT the SFC. Independent site, not affiliated with the Securities and Futures Commission of Hong Kong. All information is compiled from SFC, HKMA and other public regulatory records and is for reference only — verify on the official SFC website before relying on it.
SFC Radar
中文 ← Back to search

YAU Ka Ho

游家浩
CE BWV341Licensed IndividualSFO licence active
Official SFC record

YAU Ka Ho (CE number BWV341) is an individual licensed by the Hong Kong SFC. First licensed on 2025-10-03. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 4 (Advising on securities), Type 9 (Asset management).

Regulated Activities (on record) (3)

RA 1 Dealing in Securities
RA 4 Advising on Securities
RA 9 Asset Management

Roles & Accreditations (3)

CapacityCompany / Institution
RepresentativeCore Pacific - Yamaichi Asset Management Limited
京華山一資產管理有限公司
RepresentativeCore Pacific - Yamaichi International (H.K.) Limited
京華山一國際(香港)有限公司
RepresentativeCore Pacific-Yamaichi Capital Limited
京華山一企業融資有限公司

Licence Record (3)

2025-10-03 – present Current
Core Pacific - Yamaichi International (H.K.) Limited Rep
RA 1 RA 4
2025-10-03 – present Current
Core Pacific-Yamaichi Capital Limited Rep
RA 1
2025-10-03 – present Current
Core Pacific - Yamaichi Asset Management Limited Rep
RA 9

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/BWV341