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TAM Kong Lun

譚港麟
CE AXN158Licensed IndividualSFO licence active
Official SFC record

TAM Kong Lun (CE number AXN158) is an individual licensed by the Hong Kong SFC. First licensed on 2011-07-26. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 2 (Futures dealing), Type 3 (Leveraged FX), Type 4 (Advising on securities), Type 5 (Advising on futures), Type 9 (Asset management).

Regulated Activities (on record) (6)

RA 1 Dealing in Securities
RA 2 Dealing in Futures Contracts
RA 3 Leveraged Foreign Exchange Trading
RA 4 Advising on Securities
RA 5 Advising on Futures Contracts
RA 9 Asset Management

Roles & Accreditations (1)

CapacityCompany / Institution
RepresentativeHuatai Financial Holdings (Hong Kong) Limited
華泰金融控股(香港)有限公司

Licence Record (9)

2022-10-17 – present Current
Huatai Financial Holdings (Hong Kong) Limited Rep
RA 1 RA 4
2021-09-14 – 2022-10-14
China Merchants Securities (HK) Co., Limited Rep
RA 1 RA 4
2021-07-19 – 2021-09-05
Quam Securities Limited Rep
RA 1 RA 4 RA 9
2019-11-13 – 2021-06-01
Haitong Futures Hong Kong Limited RO
RA 2 RA 5
2017-07-13 – 2019-11-13
Haitong Futures Hong Kong Limited Rep
RA 2
2017-06-08 – 2017-06-30
iBest Investment Services Limited Rep
RA 3
2015-03-12 – 2017-06-30
Haitong International Securities Company Limited Rep
RA 1 RA 3
2015-03-12 – 2017-06-30
Haitong International Futures Limited Rep
RA 2
2011-07-26 – 2015-03-02
China Xin Yongan Futures Company Limited Rep
RA 2

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/AXN158