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ZHANG Yichi

張亦弛
CE AQF007Licensed IndividualSFO licence active
Official SFC record

ZHANG Yichi (CE number AQF007) is an individual licensed by the Hong Kong SFC. First licensed on 2007-12-24. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 2 (Futures dealing), Type 4 (Advising on securities).

Regulated Activities (on record) (3)

RA 1 Dealing in Securities
RA 2 Dealing in Futures Contracts
RA 4 Advising on Securities

Roles & Accreditations (1)

CapacityCompany / Institution
RepresentativeHuatai Financial Holdings (Hong Kong) Limited
華泰金融控股(香港)有限公司

Licence Record (5)

2023-09-29 – present Current
Huatai Financial Holdings (Hong Kong) Limited Rep
RA 1 RA 4
2020-07-03 – 2021-02-05
Morgan Stanley Hong Kong Securities Limited Rep
RA 2
2017-08-16 – 2021-02-05
Morgan Stanley Asia Limited Rep
RA 1
2008-10-10 – 2009-06-01
Nomura International (Hong Kong) Limited Rep
RA 1 RA 2
2007-12-24 – 2008-09-29
Lehman Brothers Asia Limited Rep
RA 1 RA 2

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/AQF007