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CHENG Patricia Pan

鄭彬
CE BEW967Licensed IndividualSFO licence active
Official SFC record

CHENG Patricia Pan (CE number BEW967) is an individual licensed by the Hong Kong SFC. First licensed on 2015-01-28. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 4 (Advising on securities), Type 6 (Corporate finance).

Regulated Activities (on record) (3)

RA 1 Dealing in Securities
RA 4 Advising on Securities
RA 6 Advising on Corporate Finance

Roles & Accreditations (1)

CapacityCompany / Institution
RepresentativeHuatai Financial Holdings (Hong Kong) Limited
華泰金融控股(香港)有限公司

Licence Record (3)

2019-10-08 – present Current
Huatai Financial Holdings (Hong Kong) Limited Rep
RA 1 RA 4 RA 6
2015-10-26 – 2016-04-17
SDIC Securities (Hong Kong) Limited Rep
RA 1
2015-01-28 – 2016-04-17
SDIC Securities Corporate Finance (Hong Kong) Limited Rep
RA 6

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/BEW967