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TAI Wai Man

戴偉文
CE ADY511Licensed IndividualResponsible OfficerSFO licence active
Official SFC record

TAI Wai Man (CE number ADY511) is an individual licensed by the Hong Kong SFC. First licensed on 2025-09-26. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 2 (Futures dealing), Type 3 (Leveraged FX), Type 4 (Advising on securities). Currently a responsible officer at 1 firm.

Regulated Activities (on record) (4)

RA 1 Dealing in Securities
RA 2 Dealing in Futures Contracts
RA 3 Leveraged Foreign Exchange Trading
RA 4 Advising on Securities

Roles & Accreditations (2)

CapacityCompany / Institution
Responsible OfficerHuatai Financial Holdings (Hong Kong) Limited
華泰金融控股(香港)有限公司
RepresentativeHuatai Financial Holdings (Hong Kong) Limited
華泰金融控股(香港)有限公司

Licence Record (2)

2025-11-27 – present Current
Huatai Financial Holdings (Hong Kong) Limited RO
RA 1 RA 4
2025-09-26 – present Current
Huatai Financial Holdings (Hong Kong) Limited Rep
RA 1 RA 2 RA 3 RA 4

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/ADY511