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WU Hao

鄔浩
CE AYZ032Licensed IndividualResponsible OfficerSFO licence active
Official SFC record

WU Hao (CE number AYZ032) is an individual licensed by the Hong Kong SFC. First licensed on 2012-02-13. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 4 (Advising on securities), Type 6 (Corporate finance). Currently a responsible officer at 1 firm.

Regulated Activities (on record) (3)

RA 1 Dealing in Securities
RA 4 Advising on Securities
RA 6 Advising on Corporate Finance

Roles & Accreditations (2)

CapacityCompany / Institution
Responsible OfficerHuatai Financial Holdings (Hong Kong) Limited
華泰金融控股(香港)有限公司
RepresentativeHuatai Financial Holdings (Hong Kong) Limited
華泰金融控股(香港)有限公司

Licence Record (6)

2020-03-25 – present Current
Huatai Financial Holdings (Hong Kong) Limited RO
RA 1 RA 6
2019-09-04 – present Current
Huatai Financial Holdings (Hong Kong) Limited Rep
RA 1 RA 4 RA 6
2017-09-29 – 2019-08-09
CMB International Capital Limited Rep
RA 1 RA 6
2017-08-10 – 2017-08-11
ICBC International Securities Limited Rep
RA 1
2015-10-30 – 2017-08-11
ICBC International Capital Limited Rep
RA 1 RA 6
2012-02-13 – 2015-10-16
BOCI Asia Limited Rep
RA 6

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/AYZ032